Small Business Taxation. Brokerage account Invest in the markets. . Downdetector only reports an incident when the number of problem reports is significantly higher than . Statement of Financial Condition | About Asset Protection | Account Agreements and Disclosures | Quarterly 606 Report | Business Resiliency Plan, currentYear E*TRADE from Morgan Stanley. Automatic investment plans and dollar-cost averaging do not assure a profit or protect against loss in declining markets. Statements for all months available for 2022, but for 2023 gives this: . Excludes non-U.S. residents, and residents of any jurisdiction where this offer is not valid. All fees and expenses as described in a fund's prospectus still apply. Underlying mutual fund fees and expenses apply as described in each fund prospectus. Making statements based on opinion; back them up with references or personal experience. If you don't already own shares in the fund you wish to buy, you must make an initial purchase before you can set up your Automatic Investment Plan. Expand the range of available investment options without changing plan custodians. You expressly assume the responsibility for any adverse consequences that may arise from an IRA withdrawal and agree that E*TRADE Securities shall in no way be held responsible. Having troubles finding your E*Trade monthly brokerage statements? For the best user experience,please use an updated browser. Any assets transferred from Morgan Stanley accounts to E*TRADE are not considered to be from accounts outside of E*TRADE and may not be included for purposes of offer eligibility or reward amount calculations, at E*TRADEs sole discretion. Yes. Just open a new E*TRADE brokerage or retirement account with a qualifying deposit by April 18, 2023. Watch our platform demos or join us live everyWednesday at 11 a.m. However, if you deposit $200,000 or more, you will receive a cash credit within seven business days, followed by any additional reward based on your fulfillment tier at the expiration of the 60 day period. Additional information and disclosures about Stock Plan accounts may be found here. Any idea what could be wrong? My finances/credit score are in very good shape but I'm worried the loan officer will think I'm a degenerate when he sees withdrawals from 8 different betting sites on my December . OR it can be read on your brokerage platform on your dashboard, so make sure you log in to the section regularly. You can also view the E*TRADE Futures LLC Financial Information and Disclosure Documents. Investors should consider their financial ability to continue their purchases through periods of low price levels. introducing broker. 06/30/2022 Statement of Financial Condition. Understanding Your Brokerage Account Statement Your brokerage account statement is the oficial document for complete information pertaining to your account's value, holdings, and activity. Vanguard Brokerage account. Stock plan administration solutions and services offered by E*TRADE Financial Corporate Services, Inc. Banking products and services are provided by Morgan Stanley Private Bank, National Association, Member FDIC. Securities products offered by E*TRADE Securities LLC (ETS), Member SIPCor Morgan Stanley Smith Barney LLC (MSSB), MemberSIPC. E*TRADE Copyright Policy. Federal and state income tax will not be withheld from these payments, and it is your responsibility to make estimated tax payments if necessary. Pay no taxes or penalties on qualified distributions if you meet the income limits to qualify for this account. Throughout 2023, ETS and ETCM will be transitioning existing clients to MSSB. [Amend] Statement of acquisition of beneficial ownership by individuals. Eligible E*TRADE Securities LLC brokerage accounts must enroll in Core Portfolios and have funded the account with at least the required minimum amount by December 31, 2022. Details are available on request. The amount of initial margin is small relative to the value of the futures contract. To comply with state law, E*TRADE and Morgan Stanley Private Bank are required to monitor and escheat abandoned assets in bank or brokerage accounts to corresponding states if the account has been dormant for the requisite period as required by the state and the customer cannot be contacted to re-activate the account. Once the funds are turned over to the state, the state holds the funds until the owner can be found. E*Trade (Etrade Securities LLC) Clients. If you deposit $1,500,000 or more in your new account, you will receive two cash credits that will total $3,500 within seven business days. Myth. For common uses of routing numbers, please click here. To keep your account active, simply periodically log on to your account at etrade.com or call Customer Service at 800-387-2331. E*Trade Problems Recap There are some complaints that E*Trade customers make occasionally. We make it easy to retrieve your User ID and reset your password online. For example, if you deposit $250,000, you will receive a cash credit of $600 within seven business days, then if you deposit an additional $300,000 into your new account, you will receive an additional cash credit of $600 at the end of the 60 day window for a total reward of $1,200. Download an application and then print it out. Reward tiers under $200,000 ($5,000-$19,999; $20,000-$49,999; $50,000-$99,999; $100,000-$199,999) will be paid within seven business days following the expiration of the 60 day period. If you have deposited at least $200,000 in the new account, and you make subsequent deposits in that account to reach a higher tier, you will receive a second cash credit following the close of the 60 day window. Withdraw assets from your brokerage IRA, including Beneficiary IRAs, Change a brokerage Roth IRA to a Traditional IRA or vice versa, Authorize incoming transfer of account with different registration information, Request to cancel a previously entered outgoing transfer request, Transfer Money (Between E*TRADE or Morgan Stanley Private Bank accounts), Transfer Money (external funding account), Convert an existing brokerage IRA to a Roth IRA, Transfer an Account to E*TRADE Securities, Electronically transfer a brokerage account to E*TRADE, Specify the legal residence of someone who is deceased, To dispute personal bank or brokerage checks and ACH debits that appear as a check, Notarized form to verify Power of Attorney is still in effect, To dispute unauthorized ACH debits that appear as a check on the account, Brokerage Account Link Request & Agreement, Link separate E*TRADE Securities accounts to a single User ID, Verify that you are the owner of a sole proprietorship, Specify who can transact on a business account, Cost Basis Adjustment Form for Inherited Shares. Customers may only be enrolled in one offer at a time. If you decide to open an account, you need to do the paperwork. First, you can log in to your brokerage account and review your transaction statements for the time period when you purchased the stock. etrade account statements INTRO OFFER!!! For example, if you deposit $250,000, you will receive a cash credit of $600 within seven business days, then if you deposit an additional $300,000 into your new account, you will receive an additional cash credit of $600 at the end of the 60 day window for a total reward of $1,200. Thankfully, you have the option of simply enrolling in electronic statements to avoid the fee. All rights reserved. System response and account access times may vary due to a variety of factors, including trading volumes, market conditions, system performance, and other factors. Account fees and other important information can be found at. Top Experts. Securities products offered by E*TRADE Securities LLC . Use this form to specify cost basis step up and valuation method. Promo code 'BONUS23'. A Brokerage Statement is a monthly summary of the activity on your brokerage account. In addition to some of the most advanced online security available, we offer the E*TRADE Complete Protection Guarantee, which protects your privacy, your assets, and every transaction you make. Securities to be offered to employees in employee benefit plans, post-effective amendments. Consolidate assets from a former employers retirement plan. That's 16 statements related to the same investment/retirement accounts. 2020-10-13. If you have concerns about the status of your account, or if you have questions about an escheatment notice you received from us, dont hesitate to call us at 800-387-2331. Prior to investing in a managed portfolio, E*TRADE Capital Management will obtain important information about your financial situation and risk tolerances and provide you with a detailed investment proposal, investment advisory agreement, and wrap fee programs brochure. Offer retirement benefits to employees. Opening an account with a Morgan Stanley Financial Advisor may require minimum asset levels. Hi, I'm using the NT Brokerage Lifetime commission template for that account, but the numbers don't match the account statements. Each customer limited to a maximum of two new account offers. Get timely market analysis, plus free Morgan Stanley equity research. and workplace savings plans that provide a corresponding self-directed brokerage (SDB) account. If you deposit $1,500,000 or more in your new account, you will receive two cash credits that will total $3,500 within seven business days.Cash credits will be paid to the account where the deposit is made. If you deposit between $200,000 and $1,499,999 in your new account, you will receive a cash credit in two transactions at the end of the 60 day windowdepending on your initial funding amount. In addition to some of the most advanced online security available, we offer the E*TRADE Complete Protection Guarantee, which protects your privacy, your assets, and every transaction you make. Managed by a parent or other designated custodian until the child comes of legal age. Once you are approved for margin trading you can borrow against the assets in your brokerage account. All rights reserved. Is the information on my account statement sold to any other firms?Under the privacy provisions of the Gramm-Leach-Bliley Taxes related to these credits and offer are the customers responsibility. Invest in the future, with retirement accounts from E*TRADE Securities. Build your portfolio, with full access to our tools and info. E*TRADE charges $0 commission for online US-listed stock, ETF, mutual fund, and options trades. If your last known address is foreign, assets in brokerage accounts will be delivered to the state of Delaware, the state in which E*TRADE Securities LLC is incorporated. Tax filingfact or myth? An account statement is a document that shows all the transactions made in an account for a given time period. Open an account. Include the date to the document using the Date function. Instant, One-Step Conversions. Well help you plan and invest for life after work. Cash credits for Individual Retirement Accounts are treated as earnings for tax purposes. Other restrictions may apply. Open a checking account. Yes, you can roll over your 401(k) or other employer-sponsored plan to an E*TRADE IRA. All rights reserved. does anyone know how to stop the paper mail from coming for trade confirmations? If you are attempting to enroll in this offer with a Joint Account, the primary account holder may have to fulfill at the tiers noted before the secondary account holder can enroll in this offer. E*TRADE charges no annual or inactivity fee. For retirement accounts, this form may be used only for consolidation. Your statement will tell you which securities, if any, you've purchased this way, and margin interest charges show how much interest you've paid on this loan in a given account period. When you borrow on margin, you pay interest on the loan until it is repaid. If you are attempting to enroll in this offer with a Joint Account, the primary account holder may have to fulfill at the tiers noted before the secondary account holder can enroll in this offer. Statement of Financial Condition | About Asset Protection | Account Agreements and Disclosures | Quarterly 606 Report | Business Resiliency Plan, currentYear E*TRADE from Morgan Stanley. We are online 24/7. Straightforward Interface. E*TRADE Securities LLC is a member of SIPC, which protects securities customers of its members up to $500,000 (including $250,000 for claims for cash). Investment advisory services offered by E*TRADE Capital Management, LLC (ETCM) or MSSB. The standard options contract fee is $0.65 per contract (or $0.50 per contract for customers who execute at least 30 stock, ETF, and options trades per quarter). E*Trade scored an 8/10 in our safety and privacy review. Choose the method that works best for you: E*TRADE charges $0 commission for online US-listed stock, ETF, mutual fund, and options trades. Tackle the markets with a package of resources engineered for those who love to trade. However, if you deposit $200,000 or more, you will receive a cash credit within seven business days, followed by any additional reward based on your fulfillment tier at the expiration of the 60 day period. E*Trade protects its customers' privacy with high-grade 256-bit encryption, two-factor authentication, a protection guarantee, and SIPC-insurance. E*TRADE charges $0 commission for online US-listed stock, ETF, mutual fund, and options trades. Residential mortgage loans/home equity lines of credit are offered by Morgan Stanley Private Bank, National Association, an affiliate of Morgan Stanley Smith Barney LLC. Cash credits will be paid to the account where the deposit is made. On your brokerage account statement, you will find a statement period. Understanding Your Brokerage Account Statements 5 is part of a branch manager's job to provide oversight of all his or her representatives and the business that occurs in the branch office. Open E*Trade Account It does not protect investors against a decline in the market value of securities. Use our document upload tool or send us a fax.Please reference the instructions on the application or formin certain circumstances original documents may need to bemailed in. Here's a rundown of the broker's margin rates by margin balance: Less than $10,000 margin balance: 10.45%. Convert your IRA for flexible access to cash with free checking, online bill pay, and ATM/debit cards.2,3. Offer validfor new E*TRADE Securities customers opening one new eligible retirement or brokerage account by 4/18/2023 and funded within 60 days of account opening with $5,000 or more. E*TRADE Securities LLC and its affiliates do not provide tax advice, and you should always consult your own tax advisor regarding your personal circumstances before taking any action that may have tax consequences. Cash credits for Individual Retirement Accounts are treated as earnings for tax purposes. In StockBrokers.com's 2022 Online Broker Review of 15 firms across 200 different variables issued January 11, 2022, and based on evaluation conducted from January 1, 2021 December 31, 2021, E*TRADE was awarded the #1 Trader App, and #1 Web Trading Platform Awards. E*TRADE Copyright Policy. Download an application and then print it out. We dont just help one kind of person. (From what I read this {$3000} is considered as a capital gain and ill have to pay 33% tax on that but am not sure). Offer rules for all participants:New funds or securities must be deposited or transferred within 60 days of enrollment in offer, be from accounts outside of E*TRADE, and remain in the account (minus any trading losses) for a minimum of six months or the cash credit(s) may be surrendered.For purposes of the value of a deposit, any securities transferred will be valued as of the closing price of the securities at market on the business day the deposit is received as reflected in the transaction history. Additional regulatory and exchange fees may apply. Investing in securities products involves risk, including possible loss of . E*TRADE margin rates are on the higher end of brokers we've reviewed. For the best user experience,please use an updated browser. Tax-free growth potential retirement investing. Update your name on your E*TRADE or Morgan Stanley Private Bank account(s) due to marriage, divorce, or other reasons, How to report an error with your Reg E remittance transfer. Cannot be combined with any other offers. New to online investing? Stock plan administration solutions and services offered by E*TRADE Financial Corporate Services, Inc. Banking products and services are provided by Morgan Stanley Private Bank, National Association, Member FDIC. 12/31/2021 Statement of Financial Condition. SIPC generally protects customers against the physical loss of securities if the broker-dealer holding the securities for the customer fails. Worldwide Functionality. Throughout 2023, ETS and ETCM will be transitioning existing clients to MSSB. Commodity futures and options on futures products and services offered by E*TRADE Futures LLC, Member NFA. Any assets transferred from Morgan Stanley accounts to E*TRADE are not considered to be from accounts outside of E*TRADE and may not be included for purposes of offer eligibility or reward amount calculations, at E*TRADEs sole discretion. Competitive rates on mortgages with dedicated support and secure online tools. A relatively small market movement will have a proportionately larger impact on the funds you have deposited or will have to deposit, which may work against you as well as for you. These documents contain important information that should be read carefully before enrolling in a managed account program. E*TRADE is the pioneer of online trading for retail investors and now part of Morgan Stanley, a leading global financial services firm renowned for the quality of its wealth management, investment advisory services, research, and market insights. It is a nice and secure app with a professional look, the right safety measures, and plenty of features. Exclusions may apply and E*TRADE reserves the right to charge variable commission rates. Due to regulations governing electronic . This offer is not valid for any business (incorporated or unincorporated) accounts, other E*TRADE Securities retirement account types (SEP IRA, SIMPLE IRA, retirement accounts for minors, profit sharing plans, money purchase pension plans and investment only noncustodial retirement plans, Beneficiary IRA Estate, Beneficiary IRA Trust, Beneficiary Roth IRA Estate, Beneficiary Roth IRA Trust), E*TRADE Capital Management, E*TRADE Futures, and Morgan Stanley Private Bank, National Association accounts. Top. This information neither is, nor should be construed as, an offer or a solicitation of an offer, or a recommendation, to buy, sell, or hold any security, financial product, or instrument discussed herein, or to open a particular account or to engage in any specific investment strategy. The retail online $0 commission does not apply to Over-the-Counter (OTC) securities transactions, foreign stock transactions, large block transactions requiring special handling, futures, or fixed income investments. E*TRADE costs are as follows: 21. Mutual fund-only industry average expense ratio: 0.67%. Learn more about Morgan Stanley Private Bank accounts. Cash credits for Individual Retirement Accounts are treated as earnings for tax purposes. Reward tiers under $200,000 ($5,000-$19,999; $20,000-$49,999; $50,000-$99,999; $100,000-$199,999) will be paid within seven business days following the expiration of the 60 day period. Retirement account Save for retirement. E*TRADE credits and offers may be subject to US withholding taxes and reporting at retail value. In Kiplinger's annualBest Online Brokers and Trading Platforms Review of ten firms across eight categories issued August 26, 2022, and based on evaluation conducted from August 26, 2021 August 26, 2022, E*TRADE earned an overall score of 87.3 out of 100. What happens if the stock price goes up and I land up with $8000 in my etrade account? For other circumstances, please refer to the Existing Customers or New Customers Opening More than One Account disclosures below. Monthly and quarterly account statements and year-end investment reports You can access 10 years of account statements and year-end investment reports online. E*TRADE. Please click here to view offer terms. Commodity futures and options on futures products and services offered by E*TRADE Futures LLC, Member NFA. Trade online, through Power E*TRADE, or with our award-winning apps.2. If you are attempting to enroll in this offer with a Joint Account, the primary account holder may have to fulfill at the tiers noted before the secondary account holder can enroll in this offer. For the best user experience,please use an updated browser. Taxes related to these credits and offer are the customers responsibility. Convert bank, credit card, or brokerage accounts. In addition, E*TRADE received eleven Best in Class distinctions: Best Overall, Mobile Trading Apps, Customer Service, Offering of Investments, Options Trading, Beginners, IRA Accounts, Futures Trading, Active Trading, Education, and Ease of Use. Service charges apply for trades placed through a broker ($25). Electronic documents: Help curb identity theft (you receive statements and account documents online instead of by mail). If you have multiple IRAs at E*TRADE or at other financial institutions, the annual contribution limit applies to contributions made to all of your IRAs (traditional and Roth IRAs) combined which can impact your ability to make a contribution to an IRA for the current tax year. Before making a contribution, check your other IRAs and refer to the Contribution Limits Table for more details. In addition to the per contract, per side commission, futures customers may be assessed additional fees, including applicable futures exchange and National Futures Association fees, as well as brokerage charges for execution of non-electronically traded futures and futures options contracts. We were born in the early '80s when a physicist and inventor developed a process to . E*TRADE credits and offers may be subject to US withholding taxes and reporting at retail value. Support efforts to go green by choosing electronic delivery of your brokerage account statements, trade confirmations and other eligible account communications. For the self-employed and small businesses. E*TRADE Securities reserves the right to terminate this offer at any time. How many bank/brokerage account statements did you have to provide for underwriting? Service charges apply for trades placed through a broker ($25). Service charges apply for trades placed through a broker ($25). Please click here to view offer terms. Alerts: You receive customized reports of account activity and every transaction by email or mobile phone. Consolidation is not right for everyone, so you should carefully consider your options. Your statements might be sent monthly or quarterly. The following terms and conditions shall apply to the use of online internet bill payment services ("Service") available through an eligible E*TRADE from Morgan Stanley account, whether held at E*TRADE Securities LLC ("ETS") or Morgan Stanley Smith Barney LLC ("MSSB") (each and together, a "Brokerage" account), or an eligible Morgan Stanley Private Bank, National Association ("Bank . For example, if you deposit $250,000, you will receive a cash credit of $600 within seven business days, then if you deposit an additional $300,000 into your new account, you will receive an additional cash credit of $600 at the end of the 60 day window for a total reward of $1,200. New customer opening one account:These rules strictly apply to customers who are opening one new E*TRADE account, do not have an existing E*TRADE account and do not open any other new E*TRADE accounts for 60 days after enrollment in this offer. All rights reserved. Download PDF (Get translated Instructions), E*TRADE Complete Investment Account Application (Brokerage Account), Open a brokerage account with investing and cash management, IRA Application (Traditional, Roth, or Rollover), Open a tax-advantagedbrokerage retirement account for individuals, Add margin trading to an existing brokerage account, Add options trading to an existing brokerage account, Send all applications or account-related documentation along with a completed cover sheet, Open a brokerage account for a corporation, partnership, or sole proprietorship, Inquire about the status of a new account application, E*TRADE Complete InvestmentAccount Application (brokerage account), Open a core brokerage account with investing and cash management, Enable your eligible brokerage account from the My Profile page, Portfolio Margin Investment Account Application (brokerage account), Open a brokerage account with special margin requirements for highly sophisticated options traders, Portfolio Margin Business Brokerage Account Application, Open a business brokerage account with special margin requirements for highly sophisticated options traders, Portfolio Margin Trust Account Application, Open an account for a group of people to invest together, Open an account to use for estate planning, Registration Change for Complete Investment Account, Registration Change Form for Individual, Joint, Custodial Complete Investment Account Types, Open a brokerage account registered in the name of an established trust, Open a non-retirement account managed by a court-appointed conservator or guardian, Open a bank account for a business entity, Open a trust, estate, or legal trust account, Open a tax-advantagedretirement account to receive inherited IRA assets, Open a tax-deferred retirement plan if you are self-employed with no employees, The terms and conditions of your individual 401(k) plan, Open a pooled account or an account for the benefit of a single plan participant, Open a tax-advantagedretirement account if you are self-employed, or own a small business, Savings Incentive Match Plan for Employees (SIMPLE) IRA, Open a tax-advantagedretirement account for your small business that allows employee contributions as well as an employer match, Open a tax-advantagedretirement account for a child, Open a tax-advantagedretirement account for individuals, Open a tax-advantaged account for college savings, Open a brokerage account for the benefit of a minor, Add/remove beneficial owner(s) to/from your brokerage account (for entity accounts only), Add/remove beneficial owner(s) to/from your bank account (for entity accounts only), Automatically invest in mutual funds over time through a brokerage account, Add Authorized Agent to your brokerage account, International Employee Stock Plan Account Activation, Employee stock plan management for non-U.S. customers, IRA Options Transactions Authorization and Indemnification Agreement, Authorize E*TRADE Securities to accept instructions for options trades in your IRA, Add limited margin trading to an existing IRA account, Enroll your bank or brokerage account in our free Bill Pay service, Add options trading to an existing brokerage IRA, Order new checks for your bank or brokerage account, Request a new debit card for your E*TRADE Complete Investment Account, Add real-time stock and options quotes to your brokerage account, Request this key-chain sized device or soft token that makes unauthorized log-in virtually impossible, Brokerage Instructions for Incoming Assets, View instructions for the various ways to make deposits, Report a security that has been lost or stolen, Deposit of Shares Information Request Form, Request information/documentation for a deposit of shares, Dividend Reinvestment Program (DRIP) Enrollment / Withdrawal Request, Withdraw assets from your Investment-Only retirement plan, Send with your retirement account check deposit, Sell fractional shares acquired through a DRIP, Order a new debit card for your E*TRADE Complete Investment Account, Qualified Retirement Plan Distribution Request, Withdraw assets from your Individual 401(k), Profit Sharing, or Money Purchase Pension Plan, Request a loan from your Individual 401(k), Profit Sharing, or Money Purchase Pension Plan, Qualified Retirement Plan Loan Repayment Deposit Slip, Submit with your loan repayment check for your Individual 401(k), Profit Sharing, or Money Purchase account, Qualified Retirement Plan Termination Amendment Kit Individual 401(k), Used by employers or plan administrators prior to plan termination to amend an Individual 401(k) plan for recent legislative, regulatory, and qualification-related updates, Qualified Retirement Plan Termination Amendment Kit Money Purchase Pension Plan, Used by employers or plan administrators prior to plan termination to amend their Money Purchase Pension plan for recent legislative, regulatory, and qualification-related updates, Qualified Retirement Plan Termination Amendment Kit Profit Sharing Plan, Used by employers or plan administrators prior to plan termination to amend their Profit Sharing plan for recent legislative, regulatory, and qualification-related updates, Request a paper certificate for securities you own, Ask E*TRADE to send you a check payable from your brokerage account, Set up automatic recurring deposits to your brokerage account, Allocate SIMPLE IRA contributions to your employees' accounts, Request a stop payment on a check you've written, Electronically move money into your brokerage account, Electronically move money out of your brokerage account, Wire Money out of Account - Third Party or International Request, Electronically move money out of your brokerage account to a third party or international destination, Designation of Beneficiary - Bank Account, Register your existing Individual or JTWROS Morgan Stanley Private Bank account as a Payable on Death (POD) account, Instructions on setting up automatic deposits for your paycheck or other recurring deposit, Order new checks for your Morgan Stanley Private Bank or E*TRADE Securities brokerage account, Report a new debit card for your E*TRADE Complete Investment Account, Transfer Money - Between E*TRADE or Morgan Stanley Private Bank Accounts, Move money electronically in real time between E*TRADE or Morgan Stanley Private Bank accounts, Transfer Money - External Funding Account, Move money electronically to and from an outside financial institution, Wire Money into Morgan Stanley Private Bank, Instructions on wiring funds directly into your bank account, Wire Money out of Morgan Stanley Private Bank, Instructions on wiring funds out of your bank account, Wire Money out of Morgan Stanley Private Bank - International Request, Instructions on wiring funds out of your bank account to an international destination, Wire Money out of E*TRADE Securities or Morgan Stanley Private Bank, Electronically move money out of your brokerage or bank account, Electronically move money out of your brokerage or bank account with the help of an intermediary, Execute an employee stock option grant through E*TRADE, even if the company does not participate in the Stock Plans program, Change preferences for Your Uninvested Cash, Change the sweep option for the uninvested cash in your brokerage account, Transfer assets to a charitable organization, Inquire about the status of a brokerage account you are transferring to E*TRADE, Coverdell Education Savings Account Distribution Request, Transfer foreign stock certificates into your E*TRADE brokerage account, Direct In-Plan Roth Rollover Request Form, Move funds from your Individual 401(k) to your Roth Individual 401(k), Employee Stock Plan Outgoing Share Transfer, Transfer stock plan shares from E*TRADE Securities.